Operational Risk Management
Governance Controls
Red Oak Partners employs a rigorous governance process, including:
- A formal compliance program
- Adherence to the Red Oak Partners Code of Ethics
- An extensive internal policy and procedures regimen
- Employment of best in class vendors and outsource providers
Fraud Prevention
All wires require dual signatures and authorization (one from PM / CFO, one from outside Fund administrator).
Disaster Recovery
- All emails, folders, and files maintained by host provider, accessible anywhere at any time
- Daily and intra-day backups performed on all files to off-site location
- Hosted prime broker system is accessible anywhere at any time